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Senior Compliance Officer

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Müraciət üçün aşağıdakı email ünvanı köçürmək lazımdır.

Senior Compliance Officer

  • Deadline 25 İyul 2024
Müraciət et
Müraciət üçün aşağıdakı email ünvanı köçürmək lazımdır.

Key Responsibilities: 

  • Ensuring the activities of the Baku Stock Exchange comply with regulatory requirements and overseeing this process;
  • Establishing and organizing the monitoring process for compliance with the requirements of regulatory requirements;
  • Setting up monitoring for compliance of processes, internal rules, and supervisory body requirements;
  • Submitting periodic reports on identified incidents and measures taken to eliminate them, and overseeing this process;
  • Organizing communication of compliance-related issues to the employees of the Baku Stock Exchange;
  • Conducting monitoring to ensure the adequacy and functionality of measures related to findings identified and resolved during supervisory inspections;
  • Organizing detailed analysis of regulatory changes and ensuring their implementation at the Baku Stock Exchange;
  • Ensuring that regulatory requirements are not violated during the automation of existing processes at the Baku Stock Exchange;
  • Identifying risk factors arising during work processes and implementing appropriate action plans;
  • Monitoring the execution of the strategy.

Education Requirement: 

  • A bachelor's degree in Finance or Economics is desirable.

Work experience requirements

  • At least 3 years of experience in Compliance, Internal Control, Operational Risks, or Internal Audit is desirable.

Language Skills: 

  • Knowledge of English is desirable.

Knowledge and skills:

  • Licenses / Certifications: CAMS, CGEIT, BPMN 2.0 are desirable
  • Computer Skills: Microsoft Office, MS Visio (or alternatives)
  • Soft Skills: Strong communication skills, strong analytical skills, problem-solving skills, strong organizational skills

To submit your Job Application please send your CV to the following e-mail address by showing the job title – “Senior Compliance Officer” on the subject line of your message.

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